Application Forms

Introducer Forms

1. Introducer Application Form

2. Introducer VAT Form

3a. Authorised Introducer Terms of Business

3b. Non Authorised Introducer Terms of Business

4. Review of Suitability

5. Introducer Privacy Statement

Client Application Forms

1. Terms of Business for Retail Clients

2. Investment Strategy & Risk Profiling

3. Application Checklist

4a. Introduced Individual Application Form

4b. Charity Application Form

4c. Trust Application Form

4d. Small Self Administered Personal Pension Scheme (SSAS) Application Form

4e. Corporate Application Form

5. Money Laundering Attestation

6. Private Client Schedule of Fees

7. Standing Order Request Form

Appendix 1 – ISA Application

Appendix 1A – Junior ISA

Appendix 2 – ISA Transfer Authority

Appendix 2A – Junior ISA

Appendix 3 – Self Invested Personal Pension (SIPP)

Appendix 3A – QROPS

Appendix 4 – Offshore Bonds

Appendix 5 – Onshore Bonds

Appendix 6 – Assets to be transferred

Appendix 6A – Transfer of Authority

Appendix 7 – Tax Residency Self Certification

Appendix 8 – ISA APS Application

Appendix 8A – ISA APS Transfer Out

Appendix 10 – AIM / IHT Portfolio Service